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Ia Mag

An Eye on Compliance

Compliance audits are vital for financial institutions. An Eye on Compliance Compliance audits are vital for financial institutions in a rapidly changing regulatory landscape. As financial

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Ia Mag

Is ESG the Next Sarbanes-Oxley

Help report on ESG risks and initiatives. Is ESG the Next Sarbanes-Oxley? Internal audit needs to be ready to help organizations report on their ESG risks and initiatives. Internal audit needs to

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Ia Mag

Clearing House Auditors Talk Cybersecurity

Audit executives at three different U.S. clearing houses offer their take on resiliency and disruption, third-party risk, and insider threats. Clearing House Auditors Talk Cybersecurity Audit

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Ia Mag

The Risk Lurking in the Background: Vendor Management

Vendor management is an ongoing partnership. The Risk Lurking in the Background: Vendor Management What was once a transactional relationship with a supplier is now often an ongoing

Ia Mag Sep 08, 2021

On the Frontlines: Building Operational Resilience

The past four years have seen an exponential increase in the number of policies, publications, and guidance to promote the resilience of firms, particularly financial market infrastructure firms

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Ia Mag Nov 11, 2022

New Technologies, Same Fraud

Familiar fraud schemes remain surprisingly effective. New Technologies, Same Fraud Amid an array of industry innovations, familiar schemes remain surprisingly effective. Amid an array of

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Ia Mag Apr 26, 2022

Inflation Makes a Comeback

Rising inflation poses risks for financial firms. Inflation Makes a Comeback Rising inflation and interest rates pose risks for financial service firms and internal auditors. Rising inflation

Ia Mag Apr 19, 2022

Building a Better Auditor: Positioning Yourself for Management

Developing new skills readies you for success. Building a Better Auditor: Positioning Yourself for Management Building a Better Auditor: Positioning Yourself for Management Asking for more

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Ia Mag

Collaboration as a Control

A CISO and a senior audit leader discuss how a good rapport between information security and internal audit can improve organizational cybersecurity. Collaboration as a Control A CISO and a

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Ia Mag

A Comprehensive Talent Strategy

Several financial services practitioners share their approaches to finding, nurturing, and keeping internal audit talent. A Comprehensive Talent Strategy Several financial services

Ia Mag Jun 22, 2021

Building a Better Auditor: New Leader, New Team

First-time internal auditor managers must turn their vision of leadership into reality. Building a Better Auditor: New Leader, New Team First-time internal auditor managers must turn their

Ia Mag Mar 01, 2022

Building a Better Auditor: Closing the Expectation Gap

Helping audit clients understand what to expect with an audit. Building a Better Auditor: Closing the Expectation Gap Often, gaps exist between stakeholder expectations of internal audit's work

Ia Mag Mar 22, 2022

Building a Better Auditor: Four Skills Internal Auditors Should Develop Now

Four Skills Internal Auditors Should Develop Now Building a Better Auditor: Four Skills Internal Auditors Should Develop Now Auditors need to continue to develop competencies in data analytics,

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Ia Mag

The Boiling Point of Staffing