An Eye on Compliance

As financial institutions face rapidly changing regulations, internal audit can provide assurance that the compliance function is meeting these new requirements. The compliance function is responsible for monitoring the organization's compliance program and identifying compliance-related risks. Compliance audits should review management's actions, the compliance domain, governance framework, and technology solutions.

• Online Exclusives
• Compliance
• Governance
• Risk
• Fraud
• Financial Services
• Executive
• Mid-Level
• Global Regions
• English