As financial institutions face rapidly changing regulations, internal audit can provide assurance that the compliance function is meeting these new requirements. The compliance function is responsible for monitoring the organization's compliance program and identifying compliance-related risks. Compliance audits should review management's actions, the compliance domain, governance framework, and technology solutions.
An Eye on Compliance
Online Exclusives Syeda Mehar Zehra, CAMS Mar 17, 2022
You are attempting to access subscriber-restricted content.
Are You Ready to Experience Everything Internal Auditor (Ia) Has to Offer? Sign in or become a member to gain access to the latest internal audit news and information today.
LoginSyeda Mehar Zehra, CAMS
Money Laundering Reporting Officer, HBL Currency Exchange, Karachi, Pakistan
Learn more with our other resources
May 03, 2024
Third-Party Risk Management for Internal Auditors
May 02, 2024
Addressing Complex Audit Issues in ESG
May 02, 2024
Building an Internal Audit Strategy
May 02, 2024
Auditing Credit Risk
May 02, 2024
Mind of Jacka: It's Time to Start a Movement
May 01, 2024
ep-0014
Apr 30, 2024
On the Frontlines: AI in Talent Management
Apr 30, 2024
Online Exclusive: The Agility Imperative
Apr 29, 2024
Introducing Topical Requirements
Apr 29, 2024
New Internal Audit Foundation Report Finds Changing Risk Landscape Will Require Shift in Hiring Trends
Apr 27, 2024
Performing an Effective Quality Assessment
Apr 27, 2024
Building a Sustainable Quality Program
Apr 27, 2024
Tools for New Auditors
Apr 26, 2024
Introduction to Critical Thinking
Apr 24, 2024
Auditing Artificial Intelligence
Apr 24, 2024
Leveraging Artificial Intelligence in Internal Audit
Apr 23, 2024
AI Use Case: Risk Assessment
Apr 22, 2024
CAE Bulletin Issue: April 22, 2024
Apr 22, 2024
Building a Better Auditor: Human-centric Auditing
Apr 19, 2024